Application Controls Testing Checklist
The objective of control tests in an application are to validate the ability of internal controls to support accurate, complete, timely, and authorized processing.
Following checklist offers many thoughtfully designed questions to help the QA managers & team leads in validating the adequacy of controls, essential according to statutory & regulatory requirements.
|How to use the following checklist:
1) We record the conditions or observed results by marking a checkmark in either of the 2 – data columns against various check points or defect statements on the checklist.
2) A checkmark in the “Yes” column against an item indicates that the checkpoint or the defect statement is True.
3) A checkmark in the “N/A” column against an item indicates that the checkpoint or the defect statement is not applicable.
4) The checklist can be customized & additional columns like “Comments” etc. may be added which could provide useful assistance during analysis.
Preview of the Checklist for Testing of Controls
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